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CL-A.1.4

Past version: Effective from 01 Apr 2008 to 31 Dec 2010
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This Module contains the CBB's Directive on client assets, with respect to investment firm licensees, and is issued under the powers available to the CBB under Article 38 of the CBB Law. The Directive in this Module is applicable to Category 1 investment firms and Category 2 investment firms.

Amended: April 2008
Adopted: January 2007