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Investment research

Past version: Effective from 18 Jul 2025 to 30 Jun 2007
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A document (other than a recommendation made to an individual client), distributed outside an investment firm licensee, which contains one or more of the following:

a) the results of research into an individual financial instrument;
b) analysis of factors likely to influence the future performance of an individual financial instrument or its issuer; and
c) advice or recommendations based on those results or that analysis.