Glossary History
Past version: Effective from 01 Apr 2011 to 30 Sep 2011
To view other versions open the versions tab on the right
| Version Date | Description of Changes |
| April 2006 | Initial Launch |
| July 2006 | Page 19 ("R"): deletion of 'acting as a financial trust service provider' from the definition of 'regulated investment services'. |
| July 2007 |
• Changes to definitions of: administrator(s); authorised person(s); collective investment undertaking(s); family; property.
• New definitions included: closed-ended fund(s); custodian(s); Investment Business Code of Practice; Islamic investment firm; overseas Category 1 investment firm.
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| July 2008 | Added definition for accredited investor, dematerialised safe custody financial instruments and expert investor. |
| October 2009 |
• Changes to definitions of: accredited investor; expert investor and subsidiary undertaking.
• New definitions included: investigator; qualified by exception; managing director and retail client.
• Deleted definitions of: appointed expert, market counterparty and professional client.
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| July 2010 | New definitions included: appointed expert, listed company, reporting accountant and trilateral meeting. |
| January 2011 |
• Amended definition of: Chief Executive Officer.
• New definition included: Dated subordinated debt, Executive director, Independent director, licensed exchange(s), market, minimum capital requirements, Non-executive director, original term, remuneration, senior manager/management.
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| April 2011 |
• Amended definition of executive director and managing director.
• New definitions include: branch(es), host regulator/supervisor.
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