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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
    • Part A
      • Introduction
      • High Level Standards
      • Business Standards
      • Reporting Requirements
      • Enforcement & Redress
        • EN Enforcement
          • EN-A Introduction
          • EN-B Scope of Application
          • EN-1 Formal Requests for Information
          • EN-2 Investigations
          • EN-3 Formal Warnings
          • EN-4 Directions
          • EN-5 Financial Penalties
            • EN-5.1 Legal Source
            • EN-5.2 CBB Policy
            • EN-5.3 Module FC (Financial Crime)
              • EN-5.3.1
              • EN-5.3.2
              • EN-5.3.3
              • EN-5.3.4
            • EN-5.3A Financial Penalties for Date Sensitive Requirements
            • EN-5.3B Financial Penalties for Non-compliance with Blocking / Unblocking Requirements
            • EN-5.4 Procedure
            • EN-5.5 Addressing a Compliance Failure
          • EN-6 [This Chapter was deleted in April 2019]
          • EN-7 Cancellation or Amendment of License
          • EN-8 Cancellation of 'Fit and Proper' Approval
          • EN-9 [This Chapter deleted 07/2007.]
          • EN-10 Criminal Sanctions
        • DP Dispute Procedures
        • CP Compensation
      • Sector Guides
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archived Part A
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 4—Investment Business
  2. Part A
  3. Enforcement & Redress
  4. EN Enforcement
  5. EN-5 Financial Penalties
  6. EN-5.3 Module FC (Financial Crime)
  7. EN-5.3.1
  Versions

 
  • Jun 30 2007
  • Jul 01 2007 - Mar 31 2016
  • Apr 01 2016
‹ EN-5.3 Module FC (Financial Crime) EN-5.3.2 ›

EN-5.3.1

Past version: Effective from 01 Jul 2007 to 31 Mar 2016
To view other versions open the versions tab on the right

In addition to the general circumstances set out in Section EN-5.2, a financial penalty of up to BD 20,000 may be applied by the CBB in cases where a licensee fails to comply with any of the requirements in Module FC (Financial Crime).

Amended: January 2007
‹ EN-5.3 Module FC (Financial Crime) EN-5.3.2 ›

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