FC-3.3.5

Past version: Effective from 01 Jul 2007 to 31 Dec 2011
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Investment firm licensees must instruct their external auditors to produce the report referred to in Paragraph FC-3.3.1(d). The report must be submitted to the CBB by the 30th of April of the following year. The findings of this review must be received and acted upon by the licensee.

Amended: January 2007