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FC-3.3.2

Past version: Effective from 18 Jul 2025 to 30 Sep 2011
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The reports listed under Paragraph FC-3.3.1(a) and (b) must be made by the MLRO. The sample testing required under Paragraph FC-3.3.1(c) must be undertaken either by the licensee's internal audit function or its external auditors. The report required under Paragraph FC-3.3.1(d) must be made by the licensee's external auditors.