FC-1.4.4

Past version: Effective from 01 Jul 2007 to 30 Sep 2021
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Financial services provided via post, telephone or internet pose greater challenges for customer identification and AML/CFT purposes. Investment firm licensees must establish procedures to prevent the misuse of technological developments in money laundering or terrorist financing schemes. Investment firm licensees must also ensure that they comply with any e-commerce laws and/or CBB Modules issued from time to time.

Amended: January 2007