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FC-1.2.1

Past version: Effective up to 30 Jun 2007
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If the customer is a natural person, investment firm licensees must obtain and record the following information (in hard copy or electronic form), before providing financial services or engaging in one-off transactions above BD 6,000, as described in paragraph FC-1.1.2:

(a) full legal name and any other names used;
(b) full permanent address (i.e. the residential address of the customer; a post office box is insufficient);
(c) date and place of birth;
(d) nationality;
(e) passport number (if the customer is a passport holder);
(f) CPR or Iqama number (for residents of Bahrain or GCC states);
(g) telephone/fax number and email address (where applicable);
(h) occupation or public position held (where applicable);
(i) employer's name and address (if self-employed, the nature of the self-employment);
(j) type of account, and nature and volume of anticipated business dealings with the licensee;
(k) signature of the client(s); and
(l) source of funds.