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CL-2.1.2

Past version: Effective from 18 Jul 2025 to 30 Jun 2007
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An investment firm licensee which holds or controls safe custody financial instruments must have systems and controls in place to:

(a) ensure the proper safeguarding of such safe custody financial instruments;
(b) ensure that such safe custody financial instruments are identifiable and secure at all times;
(c) be able to evidence compliance with the requirements in Section CL-2 to its external auditors and the BMA.