CL-1.4.1

Past version: Effective from 18 Jul 2025 to 31 Mar 2008
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Investment firm licensees must ensure that proper records, sufficient to show and explain the investment firm licensee's transactions and commitments in respect of its client assets, are made and which demonstrate compliance with the provisions of this Module. These records must be retained for a period of a minimum of five years after they were made, unless otherwise required by law.