‹ Segregation of Client Assets CL-1.1.2 › CL-1.1.1 Past version: Effective from 19 Jul 2025 to 30 Jun 2008 To view other versions open the versions tab on the right Except to the extent permitted by these rules (see Section CL-1.2), an investment firm licensee must hold client assets separate from its own. ‹ Segregation of Client Assets CL-1.1.2 ›