‹ CL-B.1.4 CL-B.1.6 › CL-B.1.5 The CBB would consider a person to be controlled by an investment firm licensee if that person is inclined to act in accordance with the instructions of the investment firm licensee. Amended: January 2007 ‹ CL-B.1.4 CL-B.1.6 ›