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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
    • Part A
      • Introduction
      • High Level Standards
      • Business Standards
        • CA Capital Adequacy
        • BC Business Conduct
        • CL Client Assets
          • CL-A Introduction
            • CL-A.1 Purpose
            • CL-A.2 Module History
              • Evolution of Module
                • CL-A.2.1
                • CL-A.2.2
                • CL-A.2.3
              • Superseded Requirements
          • CL-B Scope of Application
          • CL-1 Client Asset Protection
          • CL-2 Custody Services
          • CL-3 Collateral
          • CL-4 Mandates
          • CL-5 Third Party Related Distribution
          • CL-6 Appendix
        • RM Risk Management
        • FC Financial Crime
        • TC Training and Competency
        • GS Group Supervision
        • DA Digital Financial Advice
        • Category 4 Investment Firms
      • Reporting Requirements
      • Enforcement & Redress
      • Sector Guides
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archived Part A
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 4—Investment Business
  2. Part A
  3. Business Standards
  4. CL Client Assets
  5. CL-A Introduction
  6. CL-A.2 Module History
  7. Evolution of Module
  8. CL-A.2.3
  Versions

 
  • Jun 30 2007
  • Jul 01 2007 - Mar 31 2008
  • Apr 01 2008 - Jun 30 2008
  • Jul 01 2008 - Dec 31 2010
  • Jan 01 2011 - Dec 31 2011
  • Jan 01 2012 - Mar 31 2013
  • Apr 01 2013 - Dec 31 2015
  • Jan 01 2016 - Sep 30 2017
  • Oct 01 2017 - Dec 31 2017
  • Jan 01 2018
‹ CL-A.2.2 Superseded Requirements ›

CL-A.2.3

Past version: Effective from 01 Jul 2007 to 31 Mar 2008
To view other versions open the versions tab on the right

A list of recent changes made to this Module is provided below:

Module Ref. Change Date Description of Changes
CL-A.1 07/2007 New Rule CL-A.1.4 introduced, categorising this Module as a Directive.
     
     
     
Amended: January 2007
‹ CL-A.2.2 Superseded Requirements ›

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