Custom print

BC-2.11.1

Past version: Effective from 01 Jul 2007 to 30 Jun 2010
To view other versions open the versions tab on the right

Investment firm licensees must ensure that any information obtained from their clients is not used or disclosed unless:

(a) They have the client's consent; or
(b) Disclosure is made in accordance with the licensee's regulatory obligations.
Amended: January 2007