BC-2.10.13
Past version: Effective from 18 Jul 2025 to 30 Jun 2007
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The restriction in Rule BC-2.10.11 does not apply if:
(a) the investment firm licensee or its associate is a market maker in the relevant financial instrument ;
(b) the investment firm licensee or its associate executes an unsolicited transaction for a client ; or
(c) it is not expected to materially affect the price of the financial instrument .