BC-2.9.3

Past version: Effective from 01 Jul 2007 to 30 Sep 2011
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In their final responses to clients' complaints, investment firm licensees must:

(a) Accept (or partially accept) the complaint and where appropriate offer compensation or other forms of redress; or
(b) Reject (or partially reject) the complaint, informing clients with a full explanation of the licensee's position.
Amended: January 2007