BC-2.7.3
Past version: Effective from 18 Jul 2025 to 30 Jun 2007
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a) execution policies for each class of financial instrument ;
b) maintenance and disclosure to clients of information regarding execution venues and arrangements for disclosure to clients if orders are to be executed outside regulated markets;
c) monitoring of effectiveness of the order execution arrangements and execution policies in order to identify and, where appropriate, correct any deficiencies; and
d) maintenance of audit trails to demonstrate to their clients that orders were executed in accordance with the relevant execution policy.