BC-2.6.10
Past version: Effective from 18 Jul 2025 to 30 Jun 2007
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In relation to a transaction in a
(a) warn the retail client that there is a restricted market for such financial instruments , and that it may therefore be difficult to deal in the financial instrument or to obtain reliable information about its value; and
(b) disclose any position knowingly held by the investment firm licensee or any of its associates in the financial instrument or in a related financial instrument .