BC-2.6.10
Past version: Effective from 01 Nov 2025 to 30 Jun 2007
To view other versions open the versions tab on the right
In relation to a transaction in a
(a) warn the retail client that there is a restricted market for such financial instruments , and that it may therefore be difficult to deal in the financial instrument or to obtain reliable information about its value; and
(b) disclose any position knowingly held by the investment firm licensee or any of its associates in the financial instrument or in a related financial instrument .