BC-2 The Investment Business Code of Practice
- BC-2.1 Overarching Principles
- BC-2.2 Client Classification
- BC-2.3 Marketing and Promotion
- BC-2.4 Accepting Clients
- BC-2.5 Suitability
- BC-2.6 Disclosure of Information
- BC-2.7 Dealing and Managing
- BC-2.8 Reporting to Clients
- BC-2.9 [This section was deleted in October 2011]
- BC-2.10 Conflicts of Interest
- BC-2.11 Confidentiality
- BC-2.12 Appendix
- BC-2.13 Brokerage Fees