BC-B.1.3
Past version: Effective from 18 Jul 2025 to 30 Sep 2011
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The scope of application of this Module with regards to
| Section | Subject Matter | Client Category |
| BC-2.1 | Overarching Principles | All categories. |
| BC-2.2 | Client Classification | All categories. |
| BC-2.3 | Marketing and Promotion | All categories; BC-2.3.18 applies to retail clients only. |
| BC-2.4 | Accepting Clients | Retail clients only. |
| BC-2.5 | Suitability | Retail clients only. |
| BC-2.6 | Disclosure of Information | All categories; BC-2.6.5 to BC-2.6.12 apply to retail clients only. |
| BC-2.7 | Dealing and Managing | All categories; various Rules apply to retail clients only. |
| BC-2.8 | Reporting to Clients | All categories. |
| BC-2.9 | Complaints | All categories. |
| BC-2.10 | Conflicts of Interest | All categories. |
| BC-2.11 | Confidentiality | All categories. |
| BC-2.12 | Appendix | All categories; various Paragraphs apply to retail clients only. |