Custom print

GR-8.1.9

Past version: Effective from 01 Jul 2007 to 30 Sep 2013
To view other versions open the versions tab on the right

The licensed principal must ensure that the appointed representative complies with the provisions of the CBB Rulebook applicable to the activities being undertaken in accordance with the agency, including, but not limited to:

(a) Record-keeping;
(b) Business conduct; and
(c) Financial crime requirements.
Amended: July 2007