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GR-5.1.1

Past version: Effective from 01 Jul 2007 to 30 Sep 2015
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Whenever they are aware of such cases, investment firm licensees must obtain prior approval from the CBB for any of the following changes to their controllers (as defined in Section GR-5.2):

(a) A new controller;
(b) An existing controller increasing its holding from below 20% to above 20%;
(c) An existing controller increasing its holding from below 50% to above 50%; and
(d) An existing controller reducing its holding from above 50% to below 50%.
Amended: July 2007