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AU-2.1.2

The legal status of a Category 3 investment firm licensee must be:

(i) A Bahraini joint stock company (BSC);
(ii) A Bahraini company with limited liability ('WLL'); or
(iii) A branch resident in Bahrain of a company incorporated under the laws of its territory of incorporation and (where local regulation so requires) authorised as market-maker in that territory.
Amended: July 2007