AU-1.5.1
Those classes of securities which are negotiable, with the exception of instruments of payment. Transferable securities include:
(a) Shares in companies and other securities equivalent to shares in companies, partnerships or other entities, and depositary receipts in respect of shares ;
(b) Bonds or other forms of securitised debt, including depositary receipts in respect of such securities;
(c) Warrants ;
(d) Any other securities giving the right to acquire or sell any such transferable securities or giving rise to a cash settlement determined by reference to transferable securities, currencies, interest rates or yields, commodities or other indices or measures.
Amended: July 2007