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AU-1.4.45

A person does not carry on an activity specified in Rule AU-1.4.41 by giving advice in any newspaper, journal, magazine, broadcast services or similar service in any medium if the principal purpose of the publication or service, taken as a whole, is neither:

(a) That of giving advice of the kind mentioned in Rule AU-1.4.41; nor
(b) That of leading or enabling persons to buy, sell, subscribe for or underwrite a financial instrument.
Amended: October 2012
Amended: July 2010
Amended: July 2007