‹ AU-1.4 Definition of Regulated Investment Services AU-1.4.2 › AU-1.4.1 For the purposes of Volume 4 (Investment Business), regulated investment services are any of the activities listed under Paragraph AU-1.1.13, as further defined in this Section, carried on by way of business. Amended: July 2007 ‹ AU-1.4 Definition of Regulated Investment Services AU-1.4.2 ›