UG-1.3.3

Past version: Effective from 19 Jul 2025 to 30 Jun 2007
To view other versions open the versions tab on the right

Each Module in Volume 4 (except those listed under the 'Introduction' and 'Sector Guides' headings) contains a Scope of Application Chapter, setting out which Rules and Guidance apply to which particular type of investment firm licensee or person, for the Module concerned. In addition, each Rule, or Section containing a series of Rules, is drafted such that its application is clearly highlighted for the user.