UG-1.3.1

Past version: Effective from 18 Jul 2025 to 30 Jun 2007
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Volume 4 of the BMA Rulebook for the most part applies only to investment firm licensees and to individuals undertaking key functions in those licensees (so-called "approved persons"). Volume 4 also provides for the registration of persons carrying on the business of an administrator, with respect to financial instruments. Further information and relevant definitions are provided in Module AU (Authorisation).