Entire section Custom print Link Text Only Rich Text Print
  Versions

 

C4-3.2.4

For the purposes of Paragraph C4-3.2.3, information provided to clients may include the following, where applicable:

(a) Updates on status of the CIU, the underlying assets and future strategies and plans;
(b) Value of the client’s investments (for example total and net asset value of the CIU);
(c) Any debt, pledges on the CIU assets, and resulting costs such as interested payments;
(d) Fees and charges paid during the period and their nature;
(e) Details of remuneration of the operator/manager;
(f) Details of any income received during the period such as dividends etc.; and
(g) Any material changes to the structure of the CIUs, the licensee, the management etc.
Added: January 2022