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C4-1.3.13

Category 4 investment firms must obtain CBB’s prior written approval before a person is formally appointed to a controlled function. The request for CBB approval must be made by submitting to the CBB the approved persons’ section of the application for authorisation and Curriculum Vitae after verifying that all the information provided is accurate. The following additional documents must be attached with the application:

(a) A certified copy of the applicant’s passport and national ID card;
(b) Certified copies of applicant’s educational and professional qualification certificates (with its translation if not in Arabic or English);
(c) Licensee’s organisation chart (or proposed organisation chart if it is to be amended) clearly showing the proposed applicant’s position and reporting lines in the organisation.
Added: January 2022