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C4-A.1.3

Category 4 investment firms are operators of CIUs targeted at accredited investors i.e. exempt CIUs, venture capital CIUs or private investment undertakings (PIU). Moreover, category 4 investment firms can provide the regulated service of safeguarding financial instruments (i.e. act as custodian) of the venture capital CIUs they operate/manage.

Added: January 2022