LR-1A.2.5
Past version: Effective from 01 Oct 2010 to 31 Dec 2015
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In determining whether a conflict of interest may arise, factors that may be considered include whether:
(a) A person has breached any fiduciary obligations to the company or terms of employment;
(b) A person has undertaken actions that would be difficult to defend, when looked at objectively, as being in the interest of the licensee; and
(c) A person has failed to declare a personal interest that has a material impact in terms of the person's relationship with the licensee.
October 2010