LR-1A.2.7
In determining whether a conflict of interest may arise, factors that may be considered include whether:
(a) A person has breached any fiduciary obligations to the company or terms of employment;
(b) A person has undertaken actions that would be difficult to defend, when looked at objectively, as being in the interest of the licensee ; and
(c) A person has failed to declare a personal interest that has a material impact in terms of the person's relationship with the licensee .
Amended: January 2016
October 2010
October 2010