HC-3.2.4

Past version: Effective from 01 Oct 2007 to 30 Sep 2010
To view other versions open the versions tab on the right

The appointment of a compliance manager/officer requires the Central Bank's prior approval and the submission of the appointee's Personal Questionnaire (Appendix LR 2) and Curriculum Vitae to the Central Bank. The bank must also outline how the compliance function fits into the bank's senior management reporting structure, and must give details of relevant reporting lines within the bank.

October 07