HC-2.1.3

Past version: Effective from 01 Oct 2009 to 30 Sep 2010
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Prior approval is required for controlled functions (a), (b), (c), (d), (e), (f) and (g). Controlled functions (e) and (f) may be combined, however (see also FC-4.1, regarding the MLRO function). Controlled function (h) does not require prior approval: instead, notification only is required, once the person concerned has accepted to undertake that function.

Amended: October 2009
October 2007