HC High-level Controls
- HC-A Introduction[versions up to October 2010]
- HC-B General guidance and best practice[versions up to October 2010]
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HC-1 Corporate Governance[versions up to October 2010]
- HC-1.1 Scope[versions up to October 2010]
- HC-1.2 The Board of Directors – Its Functions and Responsibilities[versions up to October 2010]
- HC-1.3 Board Composition and the Role of Committee[versions up to October 2010]
- HC-1.4 Transparency and Disclosure[versions up to October 2010]
- HC-1.5 Notification, reporting, and approval requirements for changes to activities, personnel and ownership, strategy, Board meetings and special purpose vehicles ('SPVs')[versions up to October 2010]
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HC-2 Approved Persons[versions up to October 2010]
- HC-2.1 CBB Notification and Approval[versions up to October 2010]
- HC-2.2 "Fit and proper" requirement[versions up to October 2010]
- HC-2.3 Interpretative Guidance on 'Fit and Proper' Requirement[versions up to October 2010]
- HC-2.4 [This Section was deleted in 07/2006: it has been left blank.][versions up to October 2010]
- HC-3 Compliance officer/manager[versions up to October 2010]
- HC-4 [This Chapter deleted 07/2006 – left blank.][versions up to October 2010]