‹ HC-2.1.1 HC-2.1.3 › HC-2.1.2 Past version: Effective from 01 Oct 2007 to 30 Sep 2009 To view other versions open the versions tab on the right Controlled functions are those of: (a) Director; (b) Chief Executive or General Manager; (c) Senior Manager; (d) Compliance officer; (e) Money Laundering Reporting Officer; and (f) Financial Instruments Trader. October 07 ‹ HC-2.1.1 HC-2.1.3 ›