BC-A.3.3
Past version: Effective from 01 Apr 2011 to 30 Sep 2011
To view other versions open the versions tab on the right
The most recent changes to this Module are detailed in the table below:
Summary of Changes
| Module Ref. | Change Date | Description of Changes |
| BC-4.1 | 01/01/05 | New minimum balance and charges regulations. |
| BC-4.7 | 01/10/05 | Streamlined notification requirements regarding new products. |
| BC-7 | 01/04/06 | Margin trading rules and guidance. |
| BC-A.1 | 10/2007 | New Rule BC-A.1.4 introduced, categorising this Module as a Directive. |
| BC-8 | 04/2008 | New conduct of business requirements for Investment Business |
| BC-4.9 | 04/2008 | New requirement to comply with Code of Best Practice on Consumer Credit and Charging. |
| BC-7.2 | 07/2009 | Removal of numerical restrictions related to margin trading requirement. |
| BC-8.5.17 | 10/2010 | Clarified the wording of Rule by replacing the term "legal" with "licensing". |
| BC-A.1.4 | 01/2011 | Clarified legal basis. |
| BC-1.1.13 | 01/2011 | Corrected reference to Ministry of Industry and Commerce. |
| BC-8 | 01/2011 | Changes made to reflect new definitions related to licensed exchange(s). |
| BC-1.1.11 | 04/2011 | Clarified retention period of records for promotional schemes. |
| BC-3.1.1 and BC-4.3.1 | 04/2011 | Minor amendments to clarify Rules. |