BC-A.3.3

Past version: Effective from 01 Jul 2009 to 30 Sep 2010
To view other versions open the versions tab on the right

The most recent changes to this Module are detailed in the table below:

Summary of changes

Module Ref. Change Date Description of Changes
BC-4.1 01/01/05 New minimum balance and charges regulations.
BC-4.7 01/10/05 Streamlined notification requirements regarding new products.
BC-7 01/04/06 Margin trading rules and guidance.
BC-A.1 10/2007 New Rule BC-A.1.4 introduced, categorising this Module as a Directive.
BC-8 04/2008 New conduct of business requirements for Investment Business
BC-4.9 04/2008 New requirement to comply with Code of Best Practice on Consumer Credit and Charging.
BC-7.2 07/2009 Removal of numerical restrictions related to margin trading requirement.