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  • Reports Prepared by a Licensee

    • CRA-10.1.1

      [This Paragraph was deleted in April 2023].

      Deleted: April 2023
      Added: April 2019

    • CRA-10.1.2

      Licensees must submit a Professional Indemnity Insurance Return (Form PIIR) on an annual basis (ref. CRA-4.8.1). Additionally, they must provide, upon request, evidence to the CBB of the coverage in force.

      Added: April 2019

    • CRA-10.1.3

      Licensees must submit quarterly to the Consumer Protection Unit at the CBB a report summarising the outcome of their complaint handling procedures in accordance with the requirements of Paragraph CRA-4.7.12.

      Amended: April 2023
      Added: April 2019

    • CRA-10.1.3A

      Licensees must submit on an annual basis, no later than 2 months from the end of the reporting period, a report on their liquidity partners which must include the liquidity partners’ names, information on the total value and volume transacted for each type of crypto-asset, and the percentage of all client orders executed through the use of each liquidity partner.

      Added: April 2023

    • CRA-10.1.3B

      Licensees must submit on a quarterly basis, the following information within 10 business days from the end of the reporting period:

      (a) A list of top 100 clients based on the total value traded during each month of the quarter. This report must include the following information:
      (i) Client ID;
      (ii) Place of residency;
      (iii) Crypto-asset type;
      (iv) Type of transaction (Buy or Sell);
      (v) Volume of transaction; and
      (vi) Value of transactions in USD;
      (b) Particulars of any unexpected or unusual volatility, volumes and activity.
      Added: April 2023