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  • Employment of Fraudulent or Deceptive Devices and Practices

    • MAM-3.9.6

      Without prejudice to section MAM-3.1 no person shall directly or indirectly, in connection with any transaction involving trading in a futures contract or leveraged foreign exchange trading:

      (a) Employ any device, scheme or artifice to defraud;
      (b) Engage in any act, practice or course of business which operates as a fraud or deception, or is likely to operate as a fraud or deception, upon any person;
      (c) Make any false statement of a material fact; or
      (d) Omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading.
      November 2010