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  • MAM-3.7 MAM-3.7 Continuous Disclosure

    • MAM-3.7.1

      This rule shall apply to:

      (a) An entity the securities of which are listed for quotation on a licensed exchange;
      (b) A trustee of a business trust, where the securities of the business trust are listed for quotation on a securities exchange; or
      (c) A responsible person of a Collective Investment undertaking or business trust, where the units of the Collective Investment scheme are listed for quotation on a securities exchange.

      if the entity, trustee or responsible person is required by the licensed exchange under the listing rules or any other requirement of the licensed exchange to notify the licensed exchange of information on specified events or matters as they occur or arise for the purpose of the licensed exchange making that information available to a securities market operated by the licensed exchange.

      November 2010

    • MAM-3.7.2

      The persons specified in rule MAM-3.7.1 shall not intentionally, recklessly or negligently fail to notify the licensed exchange of such information, as is required to be disclosed by the licensed exchange under the listing rules or any other requirement of the licensed exchange.

      November 2010

    • MAM-3.7.3

      A contravention of rule MAM-3.7.2 shall not be an offence unless the failure to notify is intentional or reckless.

      November 2010