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  • Auditor Reports

    • MIR-4.7.22

      Members that hold or control client assets must arrange for their external auditor to report on the members' compliance with the requirements related to the holding and segregation of the client's assets requirements.

      Adopted January 2010

    • MIR-4.7.23

      A member must submit the report, referred to in Paragraph MIR-4.7.22, in the form agreed by the CBB within 3 months of its financial year end.

      Amended: January 2018
      Adopted January 2010

    • MIR-4.7.23A

      The format of the Auditor's Report (Agreed Upon Procedure) is included in Part B of the Rulebook, as part of the supplementary information.

      Added: January 2018