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  • Obligation to Maintain Transparency

    • CSD-3.1.10

      A licensed clearing house or licensed central depository must maintain complete transparency in relation to its operations, including clearing, settlement, depository and central registry with particular regard to:

      (a) Transaction execution;
      (b) Settlement arrangements;
      (c) Fees and charges;
      (d) Margin requirements, including lending and borrowing;
      (e) Operational requirements; and
      (f) Business rules.
      Amended: April 2016