• Dealings by Parties and by Associates for Non-Discretionary Clients

    • TMA-2.21.4

      Except with the consent of the CBB, dealings in relevant securities during an offer period by an offeror or the offeree company, and by any associates, for the account of non-discretionary investment clients (other than an offeror, the offeree company and any associates) must be privately disclosed.

      Amended: October 2019