• CBB Authorisation Forms

    • CRA Form 1 CRA Form 1 Application for a License

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      • CRA Form 2 CRA Form 2 Information on Shareholders and Subsidiaries

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        • CRA Form 3 Application for Approved Person Status

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        • Markets & Exchanges Forms


          • MAE Form 1 Application for Approval as a Licensed Exchange or Licensed Market Operator

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          • MAE Form 2 Information on Shareholders and Subsidiaries

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          • MAE Form 3 Application for Approved Person Status

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          • MAE Form 4 Application for Exemption from the Requirement to be a Licensed Exchange or Licensed Market Operator

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          • MAE Form 5 Monthly Statistics to be Submitted by a Licensed Exchange Operating a Securities Market

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          • MAE Form 6 Quarterly Statistics to be Submitted by a Licensed Exchange Operating a Securities Market

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          • MAE Form 7 Monthly Statistics to be Submitted by a Licensed Exchange Operating a Futures Market

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          • MAE Form 8 Approval for Business Transfer

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        • Clearing, Settlement and Central Depository Forms


          • CSD Form 1 Application for a Business License as a Clearing House or Central Depository

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          • CSD Form 2 Notice of Intent to Establish or Operate a Clearing facility or Central Depository

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          • CSD Form 3 Application for Approved Person Status

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          • CSD Form 4 Information on Shareholders and Subsidiaries

            View PDF

        • Crypto-Asset

        • Market Intermediaries and Representatives Licence Forms

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          • MIR Form 1 Application for Approval as a Licensed Member

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          • MIR Form 2 Information on Shareholders and Subsidiaries

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          • MIR Form 3 Application for Approved Person Status

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          • MIR Form 5 Approval for Business Transfer

            View PDF

        • Form LP 1 LP Application Form

          Please download the Form in PDF format.

        • Form LP 2 GP Application Form

          Please download the Form in PDF format.

        • Form PCC 1 PCC Application Form

          Please download the Form in PDF format.

        • Form PCC 2 Conversion to PCC Application Form

          Please download the Form in PDF format.