CBB Authorisation Forms
CRA Form 1 CRA Form 1 Application for a License
CRA Form 2 CRA Form 2 Information on Shareholders and Subsidiaries
CRA Form 3 Application for Approved Person Status
Markets & Exchanges Forms
MAE Form 1 Application for Approval as a Licensed Exchange or Licensed Market Operator
MAE Form 2 Information on Shareholders and Subsidiaries
MAE Form 3 Application for Approved Person Status
MAE Form 4 Application for Exemption from the Requirement to be a Licensed Exchange or Licensed Market Operator
MAE Form 5 Monthly Statistics to be Submitted by a Licensed Exchange Operating a Securities Market
MAE Form 6 Quarterly Statistics to be Submitted by a Licensed Exchange Operating a Securities Market
MAE Form 7 Monthly Statistics to be Submitted by a Licensed Exchange Operating a Futures Market
MAE Form 8 Approval for Business Transfer
Clearing, Settlement and Central Depository Forms
CSD Form 1 Application for a Business License as a Clearing House or Central Depository
CSD Form 2 Notice of Intent to Establish or Operate a Clearing facility or Central Depository
CSD Form 3 Application for Approved Person Status
CSD Form 4 Information on Shareholders and Subsidiaries
Crypto-Asset
Market Intermediaries and Representatives Licence Forms
MIR Form 1 Application for Approval as a Licensed Member
MIR Form 2 Information on Shareholders and Subsidiaries
MIR Form 3 Application for Approved Person Status
MIR Form 5 Approval for Business Transfer
Form LP 1 LP Application Form
Please download the Form in PDF format.
Form LP 2 GP Application Form
Please download the Form in PDF format.
Form PCC 1 PCC Application Form
Please download the Form in PDF format.
Form PCC 2 Conversion to PCC Application Form
Please download the Form in PDF format.