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  • AU-4.3 AU-4.3 Condition 3: Systems and Controls

    • AU-4.3.1

      Administrators seeking registration must maintain systems and controls that are, in the opinion of the BMA, adequate for the scale and complexity of their activities.

    • AU-4.3.2

      Administrators seeking registration must maintain systems and controls that are, in the opinion of the BMA, adequate to address the risks of financial crime occurring. These systems and controls must meet the minimum requirements contained in Module FC (Financial Crime)