• Category 1 and 2 Investment Firms

    • AU-2.1.1

      The legal status of a Category 1 or Category 2 investment firm licensee must be:

      (i) A Bahraini joint stock company (BSC); or
      (ii) A branch resident in Bahrain of a company incorporated under the laws of its territory of incorporation and (where local regulation so requires) authorised as market-maker in that territory.
      Amended: July 2007