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  • Transferable Securities

    • AU-1.5.1

      Those classes of securities which are negotiable, with the exception of instruments of payment. Transferable securities include:

      (a) Shares in companies and other securities equivalent to shares in companies, partnerships or other entities, and depositary receipts in respect of shares;
      (b) Bonds or other forms of securitised debt, including depositary receipts in respect of such securities;
      (c) Warrants;
      (d) Any other securities giving the right to acquire or sell any such transferable securities or giving rise to a cash settlement determined by reference to transferable securities, currencies, interest rates or yields, commodities or other indices or measures.
      Amended: July 2007