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  • Internal Audit Outsourcing

    • C4-4.3.18

      Category 4 investment firms must not outsource their internal audit function to the same firm that acts as their external auditors.

      Added: January 2022

    • C4-4.3.19

      Board and management of licensees must retain responsibility for ensuring that an adequate internal audit programme is implemented, and will be held accountable in this respect by the CBB.

      Added: January 2022